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Christopher Brown

Hsbc Securities (Usa) Inc.

New York, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-08-12
  • CA RA
    APPROVED
    Since 2021-08-12

Branch Locations

66 Hudson Boulevard Floors 3, 4, 5, 30, And Suites 2406, 2407, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 07/2020 Present
J.CRew Westport CT 11/2015 01/2018
Amherst College Amherst MA 07/2016 06/2020
The Compass Group Westport CT 06/2017 07/2017
Yale University New Haven CT 05/2018 08/2018
John Hancock Investment Management Boston MA 05/2019 08/2019
Hsbc Securities (Usa) Inc. San Francisco CA 08/2021 Present
  • 07/2020 → Present
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 11/2015 → 01/2018
    J.CRew
    Westport, CT
  • 07/2016 → 06/2020
    Amherst College
    Amherst, MA
  • 06/2017 → 07/2017
    The Compass Group
    Westport, CT
  • 05/2018 → 08/2018
    Yale University
    New Haven, CT
  • 05/2019 → 08/2019
    John Hancock Investment Management
    Boston, MA
  • 08/2021 → Present
    Hsbc Securities (Usa) Inc.
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-09
  • S66 Uniform Combined State Law Examination
    2020-10-09
Other Names
  • Topher Brown
  • Christopher Patrick Brown

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