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Henry Philip Rawlins

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-11
TX RA APPROVED_RES 2026-08-11
  • IL RA
    APPROVED
    Since 2026-08-11
  • TX RA
    APPROVED_RES
    Since 2026-08-11

Branch Locations

10 S. Dearborn Street Floor 11, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 08/2026 Present
Northern Trust Chciago IL 01/2024 07/2026
Northwestern Mutual Milwaukee WI 06/2020 12/2023
Unemployed Sussex WI 04/2020 06/2020
Robert Half Waukesha WI 04/2019 04/2020
Unemployed Sussex WI 01/2019 03/2019
State Senate Leader J Shilling Madison WI 12/2018 01/2019
State Senate Demo Comm Whelton Madison WI 05/2018 12/2018
University Of Wisconsin Madison WI 08/2015 08/2018
Nitty Gritty Madison WI 05/2017 05/2018
  • 08/2026 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 01/2024 → 07/2026
    Northern Trust
    Chciago, IL
  • 06/2020 → 12/2023
    Northwestern Mutual
    Milwaukee, WI
  • 04/2020 → 06/2020
    Unemployed
    Sussex, WI
  • 04/2019 → 04/2020
    Robert Half
    Waukesha, WI
  • 01/2019 → 03/2019
    Unemployed
    Sussex, WI
  • 12/2018 → 01/2019
    State Senate Leader J Shilling
    Madison, WI
  • 05/2018 → 12/2018
    State Senate Demo Comm Whelton
    Madison, WI
  • 08/2015 → 08/2018
    University Of Wisconsin
    Madison, WI
  • 05/2017 → 05/2018
    Nitty Gritty
    Madison, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-29
S63 Uniform Securities Agent State Law Examination 2020-10-03
  • S66 Uniform Combined State Law Examination
    2024-01-29
  • S63 Uniform Securities Agent State Law Examination
    2020-10-03
Other Names
  • Henry Rawlins

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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