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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-02-16
  • GA RA
    APPROVED
    Since 2022-02-16

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
King Law Office Saipan 10/2016 01/2017
Unemployed Atlanta GA 02/2017 06/2017
Barnes And Noble Atlanta GA 07/2017 08/2017
Kroger Atlanta GA 07/2017 09/2017
Unemployed Atlanta GA 09/2017 06/2020
Joshua Eisenberg Atlanta GA 09/2020 12/2021
Uber Atlanta GA 07/2020 09/2020
Andrew Runnion Atlanta GA 09/2020 12/2021
Frank Connor Atlanta GA 09/2020 12/2021
Northwestern Mutual Investment Services Llc Atlanta GA 11/2020 12/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2020 09/2020
David Faison Atlanta GA 09/2020 12/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2021 12/2021
Ubs Financial Services Atlanta GA 02/2022 Present
  • 10/2016 → 01/2017
    King Law Office
    Saipan
  • 02/2017 → 06/2017
    Unemployed
    Atlanta, GA
  • 07/2017 → 08/2017
    Barnes And Noble
    Atlanta, GA
  • 07/2017 → 09/2017
    Kroger
    Atlanta, GA
  • 09/2017 → 06/2020
    Unemployed
    Atlanta, GA
  • 09/2020 → 12/2021
    Joshua Eisenberg
    Atlanta, GA
  • 07/2020 → 09/2020
    Uber
    Atlanta, GA
  • 09/2020 → 12/2021
    Andrew Runnion
    Atlanta, GA
  • 09/2020 → 12/2021
    Frank Connor
    Atlanta, GA
  • 11/2020 → 12/2021
    Atlanta, GA
  • 08/2020 → 09/2020
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2020 → 12/2021
    David Faison
    Atlanta, GA
  • 10/2021 → 12/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2022 → Present
    Ubs Financial Services
    Atlanta, GA
Previous Registrations
Other Businesses

NAME OF OTHER BUSINESS: Uber / INVESTMENT RELATED?: N / ADDRESS: 3111 Clairmont Rd Suite B, Atlanta, Georgia / NATURE OF THE BUSINESS: ride-hailing and food delivery / POSITION:/ DUTIES: Independent contractor doing food delivery./ START DATE: 1/28/2023 / HOURS DEVOTED TO BUSINESS: NA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-05
  • S66 Uniform Combined State Law Examination
    2021-02-05

View on SEC IAPD

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