Best Investors
Account
Sign in
Best Investors
Account
Sign in
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-09-03 |
| TX | RA | APPROVED | 2021-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Kernersville | NC | 07/2009 | 02/2018 |
| Td Ameritrade, Inc. | Charlotte | NC | 02/2018 | 09/2019 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 02/2020 | 11/2020 |
| Bank Of America, N.A. | Charlotte | NC | 02/2020 | 11/2020 |
| Unemployed | Charlotte | NC | 09/2019 | 02/2020 |
| Ally Invest Securities Llc | Charlotte | NC | 12/2020 | 07/2021 |
| The Vanguard Group, Inc. | Charlotte | NC | 08/2021 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: Rental Property INVESTMENT RELATED ADDRESS (City/State): Dodgeville, WI NATURE OF BUSINESS: Rental Property POSITION: Owner START DATE (Month/Year): 01/2003 APPROXIMATE HOURS PER MONTH: 2 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Owner of rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-27 |
Reach out to this advisor