Dat Pham

Strategic Advisers LLC

Claim This Profile

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

AZ RA
APPROVED

Since 2025-03-31
TX RA
APPROVED

Since 2025-03-31

Branch Locations

Peoria, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Phoenix	AZ	07/2020	11/2020
Wells Fargo Bank, Na	Phoenix	AZ	11/2016	11/2020
Lf Market Oriental & Seafood	Glendale	AZ	06/2014	11/2016
Fidelity Investments	Salt Lake City	UT	02/2021	Present
Unemployment	Peoria	AZ	11/2020	02/2021
Fidelity Investments	Boston	MA	03/2025	Present

07/2020 → 11/2020

Wells Fargo Clearing Services, Llc

Phoenix, AZ
11/2016 → 11/2020

Wells Fargo Bank, Na

Phoenix, AZ
06/2014 → 11/2016

Lf Market Oriental & Seafood

Glendale, AZ
02/2021 → Present

Fidelity Investments

Salt Lake City, UT
11/2020 → 02/2021

Unemployment

Peoria, AZ
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2021-10-15 → 2025-03-31

Fidelity Personal And Workplace Advisors

Salt Lake City, UT
2020-11-20 → 2020-12-02

Wells Fargo Clearing Services, Llc

Phoenix, AZ

Scottsdale, AZ

Other Businesses

OBA-114747|OrgNmn:Uber|Org Addr:Peoria,Arizona,US|OBA Nature:Uber driver|Invst Rel:N|Title:Independent Contractor|Duties:Driving customers around|StrtDt:|TotHrs/mon:8|TrdHrs/mon:0|

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-20

S66 Uniform Combined State Law Examination

2020-11-20

Other Names

Dat Pham
Dat Van Pham

View on SEC IAPD

More in Peoria, AZ

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor