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Current Employers
Robinhood Asset Management

85 Willow Road, Menlo Park, CA 94025 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-15
TX RA APPROVED 2025-08-15
  • CA RA
    APPROVED
    Since 2025-08-15
  • TX RA
    APPROVED
    Since 2025-08-15

Branch Locations

Watauga, TX • United States

85 Willow Road, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 07/2020 07/2021
Unemployed Menasha WI 05/2020 07/2020
Sandoz Law Firm Llc Appleton WI 01/2017 05/2019
Saint Marys University Of Minnesota Winona MN 02/2017 05/2020
Heartland Label Printers Llc Little Chute WI 05/2016 08/2017
Saint Marys University Of Minnesota Winona MN 08/2016 05/2020
Robinhood Financial, Llc Tempe AZ 08/2021 08/2022
Robinhood Markets, Inc Tempe AZ 06/2022 08/2022
N/A Tempe AZ 08/2022 10/2022
Northern Trust Corporation Tempe AZ 10/2022 07/2024
Lpl Financial Llc Tempe AZ 07/2024 04/2025
Robinhood Markets, Inc. Menlo Park CA 04/2025 Present
Robinhood Asset Management, Llc Menlo Park CA 08/2025 Present
  • 07/2020 → 07/2021
    Chandler, AZ
  • 05/2020 → 07/2020
    Unemployed
    Menasha, WI
  • 01/2017 → 05/2019
    Sandoz Law Firm Llc
    Appleton, WI
  • 02/2017 → 05/2020
    Saint Marys University Of Minnesota
    Winona, MN
  • 05/2016 → 08/2017
    Heartland Label Printers Llc
    Little Chute, WI
  • 08/2016 → 05/2020
    Saint Marys University Of Minnesota
    Winona, MN
  • 08/2021 → 08/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 06/2022 → 08/2022
    Robinhood Markets, Inc
    Tempe, AZ
  • 08/2022 → 10/2022
    N/A
    Tempe, AZ
  • 10/2022 → 07/2024
    Northern Trust Corporation
    Tempe, AZ
  • 07/2024 → 04/2025
    Tempe, AZ
  • 04/2025 → Present
    Robinhood Markets, Inc.
    Menlo Park, CA
  • 08/2025 → Present
    Robinhood Asset Management, Llc
    Menlo Park, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-10
  • S66 Uniform Combined State Law Examination
    2024-09-10

View on SEC IAPD

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