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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2025-04-17
MN RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • SD RA
    APPROVED
    Since 2025-04-17
  • MN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

Sioux Falls, SD • United States

2701 University Ave Se, Minneapolis, MN 55414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company Saint Paul MN 07/2020 08/2023
Securian Financial Services Saint Paul MN 07/2020 08/2023
North Star Resource Group Minneapolis MN 07/2020 Present
Cri Securities, Inc Saint Paul MN 07/2020 10/2021
T.A. Ohlms Saint Peters MO 01/2019 05/2020
Ness Tax And Bookkepping Sioux Falls SD 01/2016 12/2018
Securian Financial Services Saint Paul MN 06/2020 07/2020
North Star Resource Group Minneapolis MN 06/2020 07/2020
Cri Securities Saint Paul MN 06/2020 07/2020
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 07/2020 → 08/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 07/2020 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 07/2020 → Present
    North Star Resource Group
    Minneapolis, MN
  • 07/2020 → 10/2021
    Cri Securities, Inc
    Saint Paul, MN
  • 01/2019 → 05/2020
    T.A. Ohlms
    Saint Peters, MO
  • 01/2016 → 12/2018
    Ness Tax And Bookkepping
    Sioux Falls, SD
  • 06/2020 → 07/2020
    Securian Financial Services
    Saint Paul, MN
  • 06/2020 → 07/2020
    North Star Resource Group
    Minneapolis, MN
  • 06/2020 → 07/2020
    Cri Securities
    Saint Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-09-03 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    St. Paul, MN
  • 2020-09-03 → 2021-10-28
    Cri Securities, Llc
    Minneapolis, MN
Other Businesses

1) NORTH STAR CONSULTANTS AND NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2019 ADDRESS: 2701 University Ave SE, Minneapolis MN 55414, United States DESCRIPTION: Offering clients group/employee benefits and fixed insurance options (with the exception of annuities) outside of the carriers that have selling arrangement with Securian Financial or MN Life Insurance Co.; 2. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-10
  • S66 Uniform Combined State Law Examination
    2020-08-10

View on SEC IAPD

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