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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-03-12
ME RA APPROVED 2026-01-06
AZ RA APPROVED 2025-10-03
TX RA APPROVED_RES 2025-03-28
CO RA APPROVED 2025-02-04
CA RA APPROVED 2025-02-03
IL RA APPROVED 2024-01-11
NH RA APPROVED 2024-01-09
FL RA APPROVED 2024-01-04
RI RA APPROVED 2024-01-04
CT RA APPROVED 2024-01-03
NY RA APPROVED 2024-01-03
NC RA APPROVED 2023-09-08
MA RA APPROVED 2020-08-25
  • VA RA
    APPROVED
    Since 2026-03-12
  • ME RA
    APPROVED
    Since 2026-01-06
  • AZ RA
    APPROVED
    Since 2025-10-03
  • TX RA
    APPROVED_RES
    Since 2025-03-28
  • CO RA
    APPROVED
    Since 2025-02-04
  • CA RA
    APPROVED
    Since 2025-02-03
  • IL RA
    APPROVED
    Since 2024-01-11
  • NH RA
    APPROVED
    Since 2024-01-09
  • FL RA
    APPROVED
    Since 2024-01-04
  • RI RA
    APPROVED
    Since 2024-01-04
  • CT RA
    APPROVED
    Since 2024-01-03
  • NY RA
    APPROVED
    Since 2024-01-03
  • NC RA
    APPROVED
    Since 2023-09-08
  • MA RA
    APPROVED
    Since 2020-08-25

Branch Locations

200 State Street, 10Th Floor, Boston, MA 02109 • United States

203 Trumbull Street, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Private Client Wealth Llc Boston MA 06/2020 Present
Td Bank N.A. Boston MA 01/2017 06/2020
Hitachi Consulting Corporation Dallas TX 07/2015 01/2017
Td Bank N.A. Boston MA 06/2020 Present
  • 06/2020 → Present
    Boston, MA
  • 01/2017 → 06/2020
    Td Bank N.A.
    Boston, MA
  • 07/2015 → 01/2017
    Hitachi Consulting Corporation
    Dallas, TX
  • 06/2020 → Present
    Td Bank N.A.
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-14
  • S66 Uniform Combined State Law Examination
    2020-08-14

View on SEC IAPD

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