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2100-925 West Georgia Street, Vancouver V6C3L2 • Canada
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-07-23 |
Branch Locations
925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada
609-3601 Highway 7 East, Markham, Ontario L3R 0M3 • Canada
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Ltd. | Markham, Ontario | 04/2016 | Present | |
| Raymond James (Usa) Ltd. | Markham, Ontario | 06/2020 | Present |
1) RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH IIROC, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT 0RELATED. HARRY KWAN IS LOCATED AT 69-3601 HIGHWAY 7 EAST, MARKHAM, ONTARIO AND HAS BEEN EMPLOYED SINCE APRIL 2016. HE IS A FULL TIME AGENT AND HIS TITLE WITH RJL IS "Associate Portfolio Manager/Financial Advisor". HE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES INCLUDE SALES. 2) Raymond James Financial Planning Ltd. ("RJFP"), is the insurance and estate planning division of Raymond James Ltd. RJFP deals with insurance solutions, wealth management, tax and estate planning and business continuity. Harry Kwan is located at 609 - 3601 Hwy 7 East, Markham, ON, L3R 0M3 and has been licensed with RJFP since April 29, 2016. They are a full-time agent. They devote 20 hours a month to this business during business and trading hours. Their job duties include life insurance sales &/or financial planning.
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