Carter James Cowan

Current Employers

Employment History

• 09/2011 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 09/2011 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2009-06-01 → 2011-10-03
  Morgan Stanley
  Tulsa, OK
  Tulsa, OK
• 2008-05-16 → 2009-06-01
  Morgan Stanley & Co. Llc
  Tulsa, OK
• 2005-04-26 → 2008-05-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tulsa, OK
  Tulsa, OK

Other Businesses

1) CARTER COWAN 7666 E. 61ST ST., SUITE 350 TULSA, OK 74133. BEGAN 09/09/2011 AS INDEPENDENT INSURANCE AGENT THAT SELLS AND SERVICES LIFE AND LONG TERM CARE INSURANCE TO PROTECT FINANCIAL ASSETS OF CLIENTS AND THEIR BENEFICIARIES. INVESTMENT RELATED. DEVOTES 4 HRS/MNTH. .5 HRS DURING TRADING. 2) NORTHSTAR WEALTH MANAGEMENT LLC 7666 E. 61ST ST., SUITE 350 TULSA, OK 74133. BEGAN 09/09/2011 AS FINANCIAL ADVISOR THAT MANAGES CLIENT ASSETS AND PREPARES FINANCIAL PLANS FOR A FEE OR ON A COMMISSION BASIS. INVESTMENT RELATED. DEVOTES 0 HRS. NONE DURING TRADING. 3) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 4) LEGAL SHIELD; NOT INVESTMENT RELATED; 1 PREPAID WAY ADA, OK 74820; INDEPENDENT ASSOCIATE; BEGAN 7/7/14; 3 HOURS/MO, NONE DURING TRADING HOURS; AS A LEGAL SHIELD ASSOCIATE I WILL BE ABLE TO OFFER MY CLIENTS/FRIENDS PRE-PAID LEGAL SERVICES AND IDENTITY THEFT PROTECTION FOR A LOW MONTHLY FEE 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 09/09/2011 6) NORTHSTAR WEALTH MANAGEMENT LLC, 6660 S Sheridan Rd, Suite 205, Tulsa OK 74133, United States, 01/02/2024, Owner, Owner/Partner of a Business Entity, NIR, 4 HR/MO - 2 HR/MO TRADING 7) CCWM CHARITABLE LLC, 9525 E 107th Pl S, Tulsa OK 74133, United States, START DATE 12/2025, Owner, Charitable LLC for the purchase of a manufacturer license/gift card that will immediately be donated to charity and the LLC terminated, NIR, HR/MO 0, HR/MO TRADING 0. 8. CARTER COWAN WEALTH MANAGEMENT LLC, 6660 S Sheridan Rd, Suite 205, Tulsa OK 74133, United States, 01/09/2026, Owner, LLC for Tax and liability purposes on my 1099 income from services earned as an FA, NIR, 1 HR/MO - 0 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2005-04-25