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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-02-03
  • CO RA
    APPROVED
    Since 2023-02-03

Branch Locations

Denver, CO • United States

1801 13Th Street, Boulder, CO 80302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rallysport Health And Fitness Boulder CO 01/2017 03/2020
F.U.L.E. Cart Snacks Niwot CO 06/2018 02/2020
Berg, Hill, Greenleaf, And Ruscitti Llp Boulder CO 02/2018 06/2018
University Of Colorado At Boulder Boulder CO 08/2017 05/2020
Unemployed Boulder CO 05/2016 01/2017
Robinhood Financial, Llc Denver CO 07/2020 08/2022
Robinhood Markets, Inc Denver CO 06/2022 08/2022
Ubs Financial Services Inc Boulder CO 11/2022 Present
  • 01/2017 → 03/2020
    Rallysport Health And Fitness
    Boulder, CO
  • 06/2018 → 02/2020
    F.U.L.E. Cart Snacks
    Niwot, CO
  • 02/2018 → 06/2018
    Berg, Hill, Greenleaf, And Ruscitti Llp
    Boulder, CO
  • 08/2017 → 05/2020
    University Of Colorado At Boulder
    Boulder, CO
  • 05/2016 → 01/2017
    Unemployed
    Boulder, CO
  • 07/2020 → 08/2022
    Robinhood Financial, Llc
    Denver, CO
  • 06/2022 → 08/2022
    Robinhood Markets, Inc
    Denver, CO
  • 11/2022 → Present
    Boulder, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-03
S63 Uniform Securities Agent State Law Examination 2020-11-20
  • S66 Uniform Combined State Law Examination
    2023-02-03
  • S63 Uniform Securities Agent State Law Examination
    2020-11-20
Other Names
  • Ted Lee
  • Tennessee Lee

View on SEC IAPD

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