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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-03-23
MD RA APPROVED 2026-03-19
VA RA APPROVED 2025-05-06
PA RA APPROVED 2025-01-16
FL RA APPROVED 2024-07-08
CT RA APPROVED 2021-03-29
NY RA APPROVED 2021-03-12
NJ RA APPROVED 2020-08-24
  • NC RA
    APPROVED
    Since 2026-03-23
  • MD RA
    APPROVED
    Since 2026-03-19
  • VA RA
    APPROVED
    Since 2025-05-06
  • PA RA
    APPROVED
    Since 2025-01-16
  • FL RA
    APPROVED
    Since 2024-07-08
  • CT RA
    APPROVED
    Since 2021-03-29
  • NY RA
    APPROVED
    Since 2021-03-12
  • NJ RA
    APPROVED
    Since 2020-08-24

Branch Locations

181 Montague Street, Brooklyn, NY 11201 • United States

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Living Association New York NY 01/2011 Present
Td Bank N.A. Brooklyn NY 11/2014 01/2021
Td Private Client Wealth Llc Brooklyn NY 06/2020 Present
Td Bank N.A. New York NY 01/2021 Present
  • 01/2011 → Present
    Independent Living Association
    New York, NY
  • 11/2014 → 01/2021
    Td Bank N.A.
    Brooklyn, NY
  • 06/2020 → Present
    Brooklyn, NY
  • 01/2021 → Present
    Td Bank N.A.
    New York, NY
Other Businesses

INDEPENDENT LIVING ASSOCIATION is NOT invstment-related. It is located 110 York Street, Brooklyn New York 11201. The nature of the Business is a group home. I'm a Direct Care Counselor who started working with them in 2011 and I work less than 40 hrs a month. zero hours during trading hours. I help a Blind Man with daily living skills by teaching him how take medication and be independent in the real world

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-11-14
S65 Uniform Investment Adviser Law Examination 2020-08-21
  • S63 Uniform Securities Agent State Law Examination
    2025-11-14
  • S65 Uniform Investment Adviser Law Examination
    2020-08-21

View on SEC IAPD

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