Kenneth Peter Oconnor

Current Employers

Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-04-30

IL RA
APPROVED

Since 2026-04-30

Branch Locations

Lagrange, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade	Chicago	IL	06/2020	12/2021
Cy's Locker Room	Ames	IA	08/2019	05/2020
99 Options	Chicago	IL	05/2019	08/2019
Iowa State University	Ames	IA	08/2018	05/2019
Dynamic Manufacturing Inc.	Melrose Park	IL	05/2018	08/2018
Outlaws	Ames	IA	02/2018	05/2018
Saint Mary's University Of Mn	Winona	MN	08/2017	12/2017
Dynamic Manufacturing Inc.	Melrose Park	IL	05/2017	08/2017
Saint Mary's University Of Mn	Winona	MN	08/2016	05/2017
Principal Life Insurance	Lagrange	IL	10/2023	06/2024
Principal Securities, Inc.	Des Moines	IA	06/2022	Present
Principal Funds Distributor	Des Moines	IA	12/2021	Present

06/2020 → 12/2021

Td Ameritrade

Chicago, IL
08/2019 → 05/2020

Cy's Locker Room

Ames, IA
05/2019 → 08/2019

99 Options

Chicago, IL
08/2018 → 05/2019

Iowa State University

Ames, IA
05/2018 → 08/2018

Dynamic Manufacturing Inc.

Melrose Park, IL
02/2018 → 05/2018

Outlaws

Ames, IA
08/2017 → 12/2017

Saint Mary's University Of Mn

Winona, MN
05/2017 → 08/2017

Dynamic Manufacturing Inc.

Melrose Park, IL
08/2016 → 05/2017

Saint Mary's University Of Mn

Winona, MN
10/2023 → 06/2024

Principal Life Insurance

Lagrange, IL
06/2022 → Present

Principal Securities, Inc.

Des Moines, IA
12/2021 → Present

Principal Funds Distributor

Des Moines, IA

Other Businesses

Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-04-29
S63	Uniform Securities Agent State Law Examination	2020-10-13

S65 Uniform Investment Adviser Law Examination

2026-04-29
S63 Uniform Securities Agent State Law Examination

2020-10-13

Other Names

Kenneth Peter Oconnor
Kenneth Peter O'COnnor
Kenneth P Oconnor

View on SEC IAPD