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Brian Christopher Mcgrinder

LPl Financial LLC

New York, NY

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-14
NC RA APPROVED 2024-10-15
SC RA APPROVED 2024-10-15
  • NY RA
    APPROVED
    Since 2025-10-14
  • NC RA
    APPROVED
    Since 2024-10-15
  • SC RA
    APPROVED
    Since 2024-10-15

Branch Locations

New York, NY • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Ft Mill SC 06/2020 Present
Santander Bank New York NY 06/2019 08/2019
University At Buffalo Buffalo NY 08/2016 06/2018
University At North Carolina Chapel Hill Chapel Hill NC 08/2018 05/2020
Penguin Maintenance And Services New York NY 06/2017 08/2018
  • 06/2020 → Present
    Ft Mill, SC
  • 06/2019 → 08/2019
    Santander Bank
    New York, NY
  • 08/2016 → 06/2018
    University At Buffalo
    Buffalo, NY
  • 08/2018 → 05/2020
    University At North Carolina Chapel Hill
    Chapel Hill, NC
  • 06/2017 → 08/2018
    Penguin Maintenance And Services
    New York, NY
Other Businesses

1) 03/31/2025 - BRIAN MCGRINDER - Not Investment Related - Other - Free-Lance Employment (DJ) - Home Based - Start Date:04/01/2025 - 5 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-09
  • S66 Uniform Combined State Law Examination
    2024-10-09

View on SEC IAPD

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