Arturo A. Ayala

J.P. Morgan Securities LLC

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-08-28

NY RA
APPROVED

Since 2025-08-28

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank Na	Miami	FL	06/2020	Present
Jpmorgan Securities Llc	Miami	FL	06/2020	Present
Univ Of Richmond-Residence Life & Undergraduate Student Housing	Richmond	VA	08/2016	05/2020
Jpmorgan Chase Bank Na	New York	NY	05/2019	08/2019
University Of Richmond - The Cellar	Richmond	VA	08/2016	05/2020
Wicked Wiches Private Limited	Gurgaon		05/2018	07/2018
University Of Richmond	Richmond	VA	08/2016	05/2020

06/2020 → Present

Jpmorgan Chase Bank Na

Miami, FL
06/2020 → Present

Jpmorgan Securities Llc

Miami, FL
08/2016 → 05/2020

Univ Of Richmond-Residence Life & Undergraduate Student Housing

Richmond, VA
05/2019 → 08/2019

Jpmorgan Chase Bank Na

New York, NY
08/2016 → 05/2020

University Of Richmond - The Cellar

Richmond, VA
05/2018 → 07/2018

Wicked Wiches Private Limited

Gurgaon
08/2016 → 05/2020

University Of Richmond

Richmond, VA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-08-28
S63	Uniform Securities Agent State Law Examination	2020-08-25

S65 Uniform Investment Adviser Law Examination

2025-08-28
S63 Uniform Securities Agent State Law Examination

2020-08-25

Other Names

Arturo Andre Ayala

View on SEC IAPD

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