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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-02-10
TX RA APPROVED 2023-02-10
  • IL RA
    APPROVED
    Since 2023-02-10
  • TX RA
    APPROVED
    Since 2023-02-10

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Notre Dame Notre Dame IN 05/2017 05/2020
Bank Of Montreal Chicago IL 06/2019 08/2019
University Of Notre Dame Notre Dame IN 08/2016 05/2020
Jpmorgan Chase Bank Na Chicago IL 08/2021 Present
Jpmorgan Securities Llc Chicago IL 08/2021 Present
Bank Of Montreal Chicago IL 07/2020 08/2021
Aays Event Rentals Mishawaka IN 05/2018 06/2018
University Of Notre Dame - Office Of Information & Technology Notre Dame IN 06/2017 08/2017
Unemployed Granger IN 06/2020 06/2020
The Salem Group Notre Dame IN 06/2019 12/2019
  • 05/2017 → 05/2020
    University Of Notre Dame
    Notre Dame, IN
  • 06/2019 → 08/2019
    Bank Of Montreal
    Chicago, IL
  • 08/2016 → 05/2020
    University Of Notre Dame
    Notre Dame, IN
  • 08/2021 → Present
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 08/2021 → Present
    Jpmorgan Securities Llc
    Chicago, IL
  • 07/2020 → 08/2021
    Bank Of Montreal
    Chicago, IL
  • 05/2018 → 06/2018
    Aays Event Rentals
    Mishawaka, IN
  • 06/2017 → 08/2017
    University Of Notre Dame - Office Of Information & Technology
    Notre Dame, IN
  • 06/2020 → 06/2020
    Unemployed
    Granger, IN
  • 06/2019 → 12/2019
    The Salem Group
    Notre Dame, IN
Other Businesses

Entity Name: Y Investments Investment related: Yes Address: https://www.yinvestmentsllc.com/ Nature of the other business: Investments Position/Title/Relationship: Owner/Partner Start Date: 05/31/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My personal friends and former college athletes started a Sports Investment Fund. To date, they have made a series of small, minority investments. They are selling a stake in the GP to investors. As part of the friends & family round, I have been offered to get in at a bite size. I will have ZERO control or responsibilities with the firm - simply a passive investor.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-10
S63 Uniform Securities Agent State Law Examination 2020-08-14
  • S65 Uniform Investment Adviser Law Examination
    2023-02-10
  • S63 Uniform Securities Agent State Law Examination
    2020-08-14
Other Names
  • Joseph Staud
  • Joseph John Staud

View on SEC IAPD

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