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Current Employers
Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-10-19
  • CA RA
    APPROVED
    Since 2020-10-19

Branch Locations

925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada

London, Ontario • Canada

148 Fullarton Suite 806, London, Ontario N6A 5P2 • Canada

Seguin, Ontario • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Ltd. London, Ontario 10/2016 Present
Raymond James (Usa) Ltd. London, Ontario 08/2020 Present
Macdougall, Macdougall & Mactier London 03/2012 10/2016
Fanshawe College London 01/2016 04/2018
  • 10/2016 → Present
    Raymond James Ltd.
    London, Ontario
  • 08/2020 → Present
    London, Ontario
  • 03/2012 → 10/2016
    Macdougall, Macdougall & Mactier
    London
  • 01/2016 → 04/2018
    Fanshawe College
    London
Other Businesses

(1) Raymond James Ltd. ("RJL"), a registered investment dealer with CIRO, is the Canadian affiliate and parent company of Raymond James (USA) Ltd. The business is investment related. Rob Sleegers is located at 148 Fullarton Street, Suite 806, London, Ontario, N6A 5P3 and has been employed since October 1, 2016. They are a full-time agent and their title with RJL is "Financial Advisor." They devote 160 hours a month to this business during business and trading hours. Their job duties include sales. (2) Raymond James Financial Planning Ltd. ("RJFP"), is the insurance and estate planning division of Raymond James Ltd. RJFP deals with insurance solutions, wealth management, tax and estate planning and business continuity. Rob Sleegers is located at 148 Fullarton Street, Suite 806, London, Ontario, N6A 5P3 and has been licensed with RJFP since October 1, 2016. They are a full-time agent. They devote 20 hours a month to this business during business and trading hours. Their job duties include life insurance sales &/or financial planning. (3) Forest City Road Races is a fundraiser for a children's center. The business is not investment related. Robert Sleegers serves as a Secretary where he is responsible for recording minutes of the meeting and devotes 1-3 hours a month on this activity. He received no compensation as the activity is voluntary.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-19
  • S65 Uniform Investment Adviser Law Examination
    2020-10-19
Other Names
  • Robert Sleegers

View on SEC IAPD

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