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2100-925 West Georgia Street, Vancouver V6C3L2 • Canada
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-10-19 |
Branch Locations
925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada
London, Ontario • Canada
148 Fullarton Suite 806, London, Ontario N6A 5P2 • Canada
Seguin, Ontario • Canada
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Ltd. | London, Ontario | 10/2016 | Present | |
| Raymond James (Usa) Ltd. | London, Ontario | 08/2020 | Present | |
| Macdougall, Macdougall & Mactier | London | 03/2012 | 10/2016 | |
| Fanshawe College | London | 01/2016 | 04/2018 |
(1) Raymond James Ltd. ("RJL"), a registered investment dealer with CIRO, is the Canadian affiliate and parent company of Raymond James (USA) Ltd. The business is investment related. Rob Sleegers is located at 148 Fullarton Street, Suite 806, London, Ontario, N6A 5P3 and has been employed since October 1, 2016. They are a full-time agent and their title with RJL is "Financial Advisor." They devote 160 hours a month to this business during business and trading hours. Their job duties include sales. (2) Raymond James Financial Planning Ltd. ("RJFP"), is the insurance and estate planning division of Raymond James Ltd. RJFP deals with insurance solutions, wealth management, tax and estate planning and business continuity. Rob Sleegers is located at 148 Fullarton Street, Suite 806, London, Ontario, N6A 5P3 and has been licensed with RJFP since October 1, 2016. They are a full-time agent. They devote 20 hours a month to this business during business and trading hours. Their job duties include life insurance sales &/or financial planning. (3) Forest City Road Races is a fundraiser for a children's center. The business is not investment related. Robert Sleegers serves as a Secretary where he is responsible for recording minutes of the meeting and devotes 1-3 hours a month on this activity. He received no compensation as the activity is voluntary.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-19 |
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