Derek G Kleinman

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-01-26

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Student	Montclair	NJ	08/2016	06/2017
Mka Star Camp	Montclair	NJ	06/2017	08/2017
Franklin & Marshall College Athletics Department	Lancaster	PA	08/2017	06/2018
Crystal & Company	New York	NY	06/2018	08/2018
Franklin & Marshall College Athletics Department	Lancaster	PA	08/2018	06/2019
Mka Star Camp	Montclair	NJ	06/2019	08/2019
Franklin & Marshall College Athletics Department	Lancaster	PA	08/2019	06/2020
Td Ameritrade, Inc	Montclair	NJ	06/2020	05/2024
Charles Schwab & Co., Inc.	New York City	NY	01/2022	Present
Charles Schwab Bank, Ssb	New York City	NY	07/2022	Present
Td Ameritrade Investment Management, Llc	Montclair	NJ	09/2020	09/2023

08/2016 → 06/2017

Student

Montclair, NJ
06/2017 → 08/2017

Mka Star Camp

Montclair, NJ
08/2017 → 06/2018

Franklin & Marshall College Athletics Department

Lancaster, PA
06/2018 → 08/2018

Crystal & Company

New York, NY
08/2018 → 06/2019

Franklin & Marshall College Athletics Department

Lancaster, PA
06/2019 → 08/2019

Mka Star Camp

Montclair, NJ
08/2019 → 06/2020

Franklin & Marshall College Athletics Department

Lancaster, PA
06/2020 → 05/2024

Td Ameritrade, Inc

Montclair, NJ
01/2022 → Present

Charles Schwab & Co., Inc.

New York City, NY
07/2022 → Present

Charles Schwab Bank, Ssb

New York City, NY
09/2020 → 09/2023

Td Ameritrade Investment Management, Llc

Montclair, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-09-01

Other Firms