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Samuel Marlowe Brick

Jefferies Investment Advisers LLC

Chicago, IL

New York, NY

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Current Employers
Jefferies Investment Advisers Llc

520 Madison Avenue, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-01-26
PR RA APPROVED 2025-12-05
MA RA APPROVED 2025-11-07
OR RA APPROVED 2025-10-21
AZ RA APPROVED 2025-10-10
AR RA APPROVED 2025-10-01
FL RA APPROVED 2025-09-26
MN RA APPROVED 2025-09-25
MT RA APPROVED 2025-09-24
AK RA APPROVED 2025-09-23
KY RA APPROVED 2025-09-23
SC RA APPROVED 2025-09-23
WV RA APPROVED 2025-09-23
WI RA APPROVED 2025-09-23
HI RA APPROVED 2025-09-22
MI RA APPROVED 2025-09-22
MS RA APPROVED 2025-09-22
ND RA APPROVED 2025-09-22
OK RA APPROVED 2025-09-22
WY RA APPROVED 2025-09-22
CO RA APPROVED 2025-09-19
CT RA APPROVED 2025-09-19
GA RA APPROVED 2025-09-19
IN RA APPROVED 2025-09-19
IA RA APPROVED 2025-09-19
ME RA APPROVED 2025-09-19
NV RA APPROVED 2025-09-19
NH RA APPROVED 2025-09-19
NJ RA APPROVED 2025-09-19
NM RA APPROVED 2025-09-19
NC RA APPROVED 2025-09-19
PA RA APPROVED 2025-09-19
RI RA APPROVED 2025-09-19
SD RA APPROVED 2025-09-19
TX RA APPROVED_RES 2025-09-19
VA RA APPROVED 2025-09-19
VI RA APPROVED 2025-09-19
AL RA APPROVED 2025-09-18
CA RA APPROVED 2025-09-18
DE RA APPROVED 2025-09-18
ID RA APPROVED 2025-09-18
KS RA APPROVED 2025-09-18
LA RA APPROVED 2025-09-18
MD RA APPROVED 2025-09-18
MO RA APPROVED 2025-09-18
NE RA APPROVED 2025-09-18
OH RA APPROVED 2025-09-18
UT RA APPROVED 2025-09-18
VT RA APPROVED 2025-09-18
WA RA APPROVED 2025-09-18
IL RA APPROVED 2023-05-24
NY RA APPROVED 2023-05-24
  • DC RA
    APPROVED
    Since 2026-01-26
  • PR RA
    APPROVED
    Since 2025-12-05
  • MA RA
    APPROVED
    Since 2025-11-07
  • OR RA
    APPROVED
    Since 2025-10-21
  • AZ RA
    APPROVED
    Since 2025-10-10
  • AR RA
    APPROVED
    Since 2025-10-01
  • FL RA
    APPROVED
    Since 2025-09-26
  • MN RA
    APPROVED
    Since 2025-09-25
  • MT RA
    APPROVED
    Since 2025-09-24
  • AK RA
    APPROVED
    Since 2025-09-23
  • KY RA
    APPROVED
    Since 2025-09-23
  • SC RA
    APPROVED
    Since 2025-09-23
  • WV RA
    APPROVED
    Since 2025-09-23
  • WI RA
    APPROVED
    Since 2025-09-23
  • HI RA
    APPROVED
    Since 2025-09-22
  • MI RA
    APPROVED
    Since 2025-09-22
  • MS RA
    APPROVED
    Since 2025-09-22
  • ND RA
    APPROVED
    Since 2025-09-22
  • OK RA
    APPROVED
    Since 2025-09-22
  • WY RA
    APPROVED
    Since 2025-09-22
  • CO RA
    APPROVED
    Since 2025-09-19
  • CT RA
    APPROVED
    Since 2025-09-19
  • GA RA
    APPROVED
    Since 2025-09-19
  • IN RA
    APPROVED
    Since 2025-09-19
  • IA RA
    APPROVED
    Since 2025-09-19
  • ME RA
    APPROVED
    Since 2025-09-19
  • NV RA
    APPROVED
    Since 2025-09-19
  • NH RA
    APPROVED
    Since 2025-09-19
  • NJ RA
    APPROVED
    Since 2025-09-19
  • NM RA
    APPROVED
    Since 2025-09-19
  • NC RA
    APPROVED
    Since 2025-09-19
  • PA RA
    APPROVED
    Since 2025-09-19
  • RI RA
    APPROVED
    Since 2025-09-19
  • SD RA
    APPROVED
    Since 2025-09-19
  • TX RA
    APPROVED_RES
    Since 2025-09-19
  • VA RA
    APPROVED
    Since 2025-09-19
  • VI RA
    APPROVED
    Since 2025-09-19
  • AL RA
    APPROVED
    Since 2025-09-18
  • CA RA
    APPROVED
    Since 2025-09-18
  • DE RA
    APPROVED
    Since 2025-09-18
  • ID RA
    APPROVED
    Since 2025-09-18
  • KS RA
    APPROVED
    Since 2025-09-18
  • LA RA
    APPROVED
    Since 2025-09-18
  • MD RA
    APPROVED
    Since 2025-09-18
  • MO RA
    APPROVED
    Since 2025-09-18
  • NE RA
    APPROVED
    Since 2025-09-18
  • OH RA
    APPROVED
    Since 2025-09-18
  • UT RA
    APPROVED
    Since 2025-09-18
  • VT RA
    APPROVED
    Since 2025-09-18
  • WA RA
    APPROVED
    Since 2025-09-18
  • IL RA
    APPROVED
    Since 2023-05-24
  • NY RA
    APPROVED
    Since 2023-05-24

Branch Locations

155 North Wacker Drive, Chicago, IL 60606 • United States

520 Madison Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Distribution Services, Inc. Columbus OH 06/2020 Present
Flyer Enterprises Dayton OH 02/2017 05/2020
Keybank Columbus OH 05/2019 08/2019
Communion Of Saints School & Parish Cleveland Heights OH 06/2014 08/2019
Artstreet Cafe Columbus OH 02/2017 04/2019
Jefferies Llc Chicago IL 05/2021 Present
Jefferies Investment Advisers Llc Chicago IL 05/2023 Present
  • 06/2020 → Present
    Jpmorgan Distribution Services, Inc.
    Columbus, OH
  • 02/2017 → 05/2020
    Flyer Enterprises
    Dayton, OH
  • 05/2019 → 08/2019
    Keybank
    Columbus, OH
  • 06/2014 → 08/2019
    Communion Of Saints School & Parish
    Cleveland Heights, OH
  • 02/2017 → 04/2019
    Artstreet Cafe
    Columbus, OH
  • 05/2021 → Present
    Jefferies Llc
    Chicago, IL
  • 05/2023 → Present
    Jefferies Investment Advisers Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-08
S63 Uniform Securities Agent State Law Examination 2020-07-21
  • S65 Uniform Investment Adviser Law Examination
    2021-07-08
  • S63 Uniform Securities Agent State Law Examination
    2020-07-21
Other Names
  • Samuel Brick

View on SEC IAPD

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GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

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CARLYLE KELLY MADDEN
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SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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