Thomas C Kerner

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-04-28
WI	RA	APPROVED	2020-10-26

NC RA
APPROVED

Since 2022-04-28
WI RA
APPROVED

Since 2020-10-26

Branch Locations

Charlotte, NC • United States

4350 Congress St Suite 400, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dick's Sporting Goods	Erie	PA	05/2017	08/2017
Erie Insurance	Erie	PA	05/2018	08/2018
Dick's Sporting Goods	Coraopolis	PA	05/2019	08/2019
Rw Baird	Milwaukee	WI	06/2020	01/2022
Penn State University	State College	PA	08/2016	05/2020
Robert W. Baird & Co. Inc.	Charlotte	NC	01/2022	05/2024
Robert W. Baird & Co. Inc.	Charlotte	NC	05/2024	Present

05/2017 → 08/2017

Dick's Sporting Goods

Erie, PA
05/2018 → 08/2018

Erie Insurance

Erie, PA
05/2019 → 08/2019

Dick's Sporting Goods

Coraopolis, PA
06/2020 → 01/2022

Rw Baird

Milwaukee, WI
08/2016 → 05/2020

Penn State University

State College, PA
01/2022 → 05/2024

Robert W. Baird & Co. Inc.

Charlotte, NC
05/2024 → Present

Robert W. Baird & Co. Inc.

Charlotte, NC

Other Businesses

Name and Address: Instacart 50 Beale Street Ste 600 San Francisco CA 94107 Start Date: 3/13/21 Hours Spent: 0-8 hours/month Hours Spent during trading hours: Zero Role/Responsibility: Delivery Driver Non Investment Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-15

S66 Uniform Combined State Law Examination

2020-10-15