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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-25 |
| TX | RA | APPROVED | 2023-08-29 |
Branch Locations
4400 Post Oak Parkway Suite 1800, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | New York | NY | 05/2020 | 05/2022 |
| W Times Square- New York/Marriott International | New York | NY | 05/2016 | 03/2020 |
| Stony Brook University | Stony Brook | NY | 08/2013 | 12/2017 |
| Nylife Securities Llc | New York | NY | 09/2021 | 05/2022 |
| Ubs Financial Services | Houston | TX | 05/2022 | Present |
1. Houston Humane Society, HoustonTexasUnited States-77053, Charity, "Treasurer is responsible for managing the group's budget (income and expenses), processing all in-kind donations and revenue through the HHS development office in a timely manner, and maintaining fiscal health, Providing an update/financial statements at each Committee meeting, Working directly with the Staff Account to process expenses and revenue and generate donor recognition in a timely manner, Creating brief cost/benefit analysis for potential fundraising events, Researching and soliciting potential sponsors for events or service activities", "Member of the YAP. The Young Adult Professionals (YAP) at the Houston Humane Society (HHS) is the affinity group for young professionals ages 21-39 who share a common passion for the Houston Humane Society and its mission. YAP @ HHS Mission Statement: aims to engage young adult professionals in the Houston area and inspire them to support the Houston Humane Society through philanthropy, volunteering and educating the public, all while building a network based on a shared love of animals.", start date-1/6/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-21 |
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