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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-15 |
| MN | RA | APPROVED | 2021-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc. | Minneapolis | MN | 06/2020 | 04/2021 |
| Navaree Liquors Inc | Wayzata | MN | 05/2020 | 08/2020 |
| Navaree Liquors Inc | Wayzata | MN | 05/2019 | 07/2019 |
| Navaree Liquors Inc | Wayzata | MN | 05/2018 | 07/2018 |
| Advisors Management Group | La Crosse | WI | 02/2018 | 04/2018 |
| Sfi Inc. | Sparta | WI | 01/2019 | 04/2019 |
| Viterbo University | La Crosse | WI | 08/2016 | 05/2017 |
| Viterbo University | La Crosse | WI | 09/2017 | 05/2018 |
| Viterbo University | La Crosse | WI | 01/2020 | 05/2020 |
| Elite Automotive Group | Long Lake | MN | 05/2017 | 07/2020 |
| Viterbo University | La Crosse | WI | 08/2018 | 05/2019 |
| Viterbo University | La Crosse | WI | 08/2017 | 05/2018 |
| Viterbo University | La Crosse | WI | 08/2019 | 05/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wayzata | MN | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2021-02-04 |
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