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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-14 |
| TN | RA | APPROVED | 2023-10-09 |
Branch Locations
205 Powell Place Suite #224, Brentwood, TN 37027 • United States
205 Powell Place Suite #224, Brentwood, TN 37027 • United States
256 Jackson Meadows Dr. Suite 100, Hermitage, TN 37076 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Father Ryan High School | Nashville | TN | 08/2004 | 07/2020 |
| Modern Woodmen Of America | Mount Juliet | TN | 07/2020 | 01/2021 |
| Modern Woodmen Financial Services | Mount Juliet | TN | 07/2020 | 01/2021 |
| Massmutual Life Insurance | Franklin | TN | 01/2021 | 10/2023 |
| Mml Investors Services, Llc | Franklin | TN | 02/2021 | 10/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2023 | Present |
1) CHRISTOPHER DEREK SCHLETZER, ANTIOCH TN 37103, 10/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 10 HR/MO 10 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 10/2023, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 3) DEREK SCHLETZER, 6208 TUCKALEECHEE LANE CANE RIDGE TN 37013, MUSIC TEACHER, NIR, 4 HR/MO 4 HR/MO TRADING 4) OPTIMUM WEALTH GROUP LLC, 256 JACKSON MEADOWS HERMITAGE TN, 03/2024, OWNER, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING 5) WAVES INC., 1325 West Main St. Ste. 104, Franklin TN 37064, United States, 02/24/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-30 |
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