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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-14
TN RA APPROVED 2023-10-09
  • TX RA
    APPROVED_RES
    Since 2026-01-14
  • TN RA
    APPROVED
    Since 2023-10-09

Branch Locations

205 Powell Place Suite #224, Brentwood, TN 37027 • United States

205 Powell Place Suite #224, Brentwood, TN 37027 • United States

256 Jackson Meadows Dr. Suite 100, Hermitage, TN 37076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Father Ryan High School Nashville TN 08/2004 07/2020
Modern Woodmen Of America Mount Juliet TN 07/2020 01/2021
Modern Woodmen Financial Services Mount Juliet TN 07/2020 01/2021
Massmutual Life Insurance Franklin TN 01/2021 10/2023
Mml Investors Services, Llc Franklin TN 02/2021 10/2023
Cambridge Investment Research, Inc. Fairfield IA 10/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2023 Present
  • 08/2004 → 07/2020
    Father Ryan High School
    Nashville, TN
  • 07/2020 → 01/2021
    Modern Woodmen Of America
    Mount Juliet, TN
  • 07/2020 → 01/2021
    Modern Woodmen Financial Services
    Mount Juliet, TN
  • 01/2021 → 10/2023
    Massmutual Life Insurance
    Franklin, TN
  • 02/2021 → 10/2023
    Franklin, TN
  • 10/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2023 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) CHRISTOPHER DEREK SCHLETZER, ANTIOCH TN 37103, 10/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 10 HR/MO 10 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 10/2023, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 3) DEREK SCHLETZER, 6208 TUCKALEECHEE LANE CANE RIDGE TN 37013, MUSIC TEACHER, NIR, 4 HR/MO 4 HR/MO TRADING 4) OPTIMUM WEALTH GROUP LLC, 256 JACKSON MEADOWS HERMITAGE TN, 03/2024, OWNER, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING 5) WAVES INC., 1325 West Main St. Ste. 104, Franklin TN 37064, United States, 02/24/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-30
S63 Uniform Securities Agent State Law Examination 2020-08-30
  • S66 Uniform Combined State Law Examination
    2022-09-30
  • S63 Uniform Securities Agent State Law Examination
    2020-08-30

View on SEC IAPD

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