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666 Third Avenue Suite 1702, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-27 |
Branch Locations
666 Third Avenue Suite 1702, New York, NY 10017 • United States
New York, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Acm Macro Llc | Bronxville | NY | 04/2017 | Present |
| New York University | New York | NY | 08/2012 | Present |
| Horizon Financial Advisors Llc | New York | NY | 05/2018 | Present |
| Three Mountain Capital | New York | NY | 01/2011 | 12/2016 |
| Edoc Acquisition Corporation | Victor | NY | 07/2020 | Present |
(1) New York University - not investment related - 70 Washington Square South, New York, NY 10012 - private university - Adjunct Assistant Professor - since November 2012 - 60 hours per year - 0 during trading hours - teach two courses per year (2) Global Commodity Applied Research Digest (GCARD) at the JP Morgan Center for Commodities (JPMCC) at the University of Colorado Denver Business School - not investment related - 1475 Lawrence St, Denver, Colorado 80202 - The GCARD covers topical issues in the agricultural, metals and mining, and energy markets as well as in commodity finance. - Editorial Advisory Board Member - since September 2015 - 0.5 hours per month - 0 during trading hours - Editorial Advisory Board Member (3) Infint Acquisition Corporation - not investment related - 32 Broadway, Suite 401, New York, NY 10004 - A SPAC company in global FinTech space. - Board Member - since March 2021 - 30 hours per month - 0.5 during trading hours - Advise as part of the Board of Directors. (4) Edoc Acquisition Corporation - not investment related - 7612 Main Street Fishers, Suite 200, Victor, NY 14564 - healthcare acquisition company - Chairman & CEO - since July 2020 - 50 hours per month - 1-2 hours during trading hours - In charge of selecting healthcare assets to acquire (5) Capitan Investment Ltd. - not investment related - 444 7th Avenue SW, Suite 400, Calgary, AB T2P 0X8, Canada - Energy, Oil and Gas exploration - Board Member - Since March 2022 - 0.5 hours per month - 0 during trading hours - Advise as part of the Board of Directors.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-27 |
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