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Current Employers
Horizon Financial Advisors Llc

666 Third Avenue Suite 1702, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-27
  • NY RA
    APPROVED
    Since 2021-05-27

Branch Locations

666 Third Avenue Suite 1702, New York, NY 10017 • United States

Acm Macro Llc

New York, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-24
  • NY RA
    APPROVED
    Since 2021-04-24

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Acm Macro Llc Bronxville NY 04/2017 Present
New York University New York NY 08/2012 Present
Horizon Financial Advisors Llc New York NY 05/2018 Present
Three Mountain Capital New York NY 01/2011 12/2016
Edoc Acquisition Corporation Victor NY 07/2020 Present
  • 04/2017 → Present
    Bronxville, NY
  • 08/2012 → Present
    New York University
    New York, NY
  • 05/2018 → Present
    New York, NY
  • 01/2011 → 12/2016
    Three Mountain Capital
    New York, NY
  • 07/2020 → Present
    Edoc Acquisition Corporation
    Victor, NY
Other Businesses

(1) New York University - not investment related - 70 Washington Square South, New York, NY 10012 - private university - Adjunct Assistant Professor - since November 2012 - 60 hours per year - 0 during trading hours - teach two courses per year (2) Global Commodity Applied Research Digest (GCARD) at the JP Morgan Center for Commodities (JPMCC) at the University of Colorado Denver Business School - not investment related - 1475 Lawrence St, Denver, Colorado 80202 - The GCARD covers topical issues in the agricultural, metals and mining, and energy markets as well as in commodity finance. - Editorial Advisory Board Member - since September 2015 - 0.5 hours per month - 0 during trading hours - Editorial Advisory Board Member (3) Infint Acquisition Corporation - not investment related - 32 Broadway, Suite 401, New York, NY 10004 - A SPAC company in global FinTech space. - Board Member - since March 2021 - 30 hours per month - 0.5 during trading hours - Advise as part of the Board of Directors. (4) Edoc Acquisition Corporation - not investment related - 7612 Main Street Fishers, Suite 200, Victor, NY 14564 - healthcare acquisition company - Chairman & CEO - since July 2020 - 50 hours per month - 1-2 hours during trading hours - In charge of selecting healthcare assets to acquire (5) Capitan Investment Ltd. - not investment related - 444 7th Avenue SW, Suite 400, Calgary, AB T2P 0X8, Canada - Energy, Oil and Gas exploration - Board Member - Since March 2022 - 0.5 hours per month - 0 during trading hours - Advise as part of the Board of Directors.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-11
S63 Uniform Securities Agent State Law Examination 2005-06-27
  • S65 Uniform Investment Adviser Law Examination
    2018-01-11
  • S63 Uniform Securities Agent State Law Examination
    2005-06-27
Other Names
  • Kevin Chen
  • Keifeng Chen
  • Kaifeng Chen

View on SEC IAPD

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