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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-06-09
  • NJ RA
    APPROVED
    Since 2026-06-09

Branch Locations

135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 04/2025 04/2026
Equitable Wayne NJ 11/2021 04/2026
Bonds Tavern West Orange NJ 05/2016 05/2021
University Of Delaware Newark DE 09/2016 12/2019
Tps Financial Verona NJ 07/2020 11/2021
Lpl Enterprise, Llc Basking Ridge NJ 04/2026 Present
  • 04/2025 → 04/2026
    Equitable Advisors, Llc
    New York, NY
  • 11/2021 → 04/2026
    Equitable
    Wayne, NJ
  • 05/2016 → 05/2021
    Bonds Tavern
    West Orange, NJ
  • 09/2016 → 12/2019
    University Of Delaware
    Newark, DE
  • 07/2020 → 11/2021
    Tps Financial
    Verona, NJ
  • 04/2026 → Present
    Basking Ridge, NJ
Other Businesses

1. 04/22/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment related - Wayne NJ - OBA start date: 04/16/2026 - 160 Hrs/Mth - 160 Hrs During Trading. 2. 04/22/2026 - Christian Brogan N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment related - Wayne NJ - OBA start date: 04/16/2026 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-08
  • S66 Uniform Combined State Law Examination
    2026-06-08
Other Names
  • Christian J Brogan
  • Cj Brogan

View on SEC IAPD

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