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233 E Carillo Suite B, Santa Barbara, CA 93101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-27 |
Branch Locations
233 E Carillo Suite B, Santa Barbara, CA 93101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avalan, Llc | Santa Barbara | CA | 03/2020 | Present |
| Summerland Winery | Summerland | CA | 01/2020 | 03/2020 |
| Sanford Winery | Lompoc | CA | 09/2019 | 11/2019 |
| The Cruisery | Santa Barbara | CA | 11/2018 | 03/2019 |
| Sanford Winery | Santa Barbara | CA | 10/2018 | 03/2019 |
| Trinity University | San Antonio | TX | 08/2014 | 05/2018 |
| N/A | Ventura | CA | 05/2018 | 10/2018 |
| N/A | Ventura | CA | 04/2019 | 09/2019 |
| N/A | Ventura | CA | 12/2019 | 01/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-27 |
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