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Matthew Richardson

Hightower Advisors, LLC

Folsom, CA

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-23
  • CA RA
    APPROVED
    Since 2025-01-23

Branch Locations

157 Parkshore Drive, Folsom, CA 95630 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richardsons Concrete Effects Carmichael CA 01/2014 01/2021
Jacks Urban Eats Sacramento CA 10/2019 05/2020
Jacob Lafond Sacramento CA 02/2021 04/2022
Northwestern Mutual Investment Services Llc Sacramento CA 03/2021 04/2022
Hightower Chicago IL 04/2022 Present
  • 01/2014 → 01/2021
    Richardsons Concrete Effects
    Carmichael, CA
  • 10/2019 → 05/2020
    Jacks Urban Eats
    Sacramento, CA
  • 02/2021 → 04/2022
    Jacob Lafond
    Sacramento, CA
  • 03/2021 → 04/2022
    Northwestern Mutual Investment Services Llc
    Sacramento, CA
  • 04/2022 → Present
    Hightower
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-18
  • S66 Uniform Combined State Law Examination
    2022-06-18
Other Names
  • Matthew Richardson

View on SEC IAPD

Other Firms

U.S. BANCORP ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC
MONETA VENTURES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
MATHEWS CAPITAL MANAGEMENT

Other Investors

Katie Louise Latour
Harold Kuk Rhee
Edwin Shanil Kumar
ERIKA PANDY
JOEL PATRICK DUCORE
GREGORY CURTIS JUNG
JAIME ELIZABETH BARRETTA
DWAINE HAROLD BAASCH

Other Offices

U.S. BANCORP ADVISORS, LLC · Folsom, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOLSOM, CA
J.P. MORGAN SECURITIES LLC · FOLSOM, CA
MONETA VENTURES, LLC · FOLSOM, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Folsom, CA
LPL FINANCIAL LLC · FOLSOM, CA
LPL FINANCIAL LLC · FOLSOM, CA
WELLS FARGO CLEARING SERVICES, LLC · FOLSOM, CA

More in Folsom, CA

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