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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ayco Company, L.P./Mercer Allied | Albany | NY | 06/2020 | 01/2021 |
| Moca Platform | Barcelona | 06/2019 | 08/2019 | |
| University Of Alabama | Celina | TX | 08/2016 | 05/2020 |
| The Keeper Seafood | Plano | TX | 05/2018 | 05/2019 |
| On The Border | Plano | TX | 06/2017 | 10/2017 |
| The Home Depot | Allen | TX | 06/2016 | 07/2018 |
| Goldman Sachs & Co. Llc | Cohoes | NY | 01/2021 | 04/2026 |
| Lpl Financial Llc | Allen | TX | 04/2026 | Present |
1. 4/2026 - North Texas Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - 0 Hour(s)/Month - 0 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 4/20/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-12 |
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