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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc. | Las Vegas | NV | 06/2020 | 03/2022 |
| Automotive Finance Corporation | Las Vegas | NV | 01/2018 | 06/2020 |
| Carmax Auto Superstores | Las Vegas | NV | 07/2016 | 01/2018 |
| Fidelity Investments | Covington | KY | 03/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-132508|OrgNmn:UberEats |Org Addr:Las Vegas,Nevada,US|OBA Nature:Delivery driver for orders |Invst Rel:N|Title:Delivery driver |Duties:Delivery food to customers |StrtDt:|TotHrs/mon:20|TrdHrs/mon:0|OBA-98753|OrgNmn:DoorDash |Org Addr:Las Vegas,Nevada,US|OBA Nature:Delivering goods |Invst Rel:N|Title:Independent Contractor|Duties:Delivering food orders to their expected destination|StrtDt:|TotHrs/mon:10|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-25 |
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