Best Investors Account Sign in

Thomas Michael Kenney

Tiaa-Cref Individual & Institutional Services, LLC

Baltimore, MD

Phoenix, MD

Claim This Profile
Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2012-09-10
  • MD RA
    APPROVED
    Since 2012-09-10

Branch Locations

1410 Clarkview Road, Baltimore, MD 21209 • United States

Phoenix, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Baltimore MD 07/2012 Present
Tiaa-Cref Individual & Institutional Services, Llc Baltimore MD 07/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-07
S63 Uniform Securities Agent State Law Examination 2008-08-28
  • S66 Uniform Combined State Law Examination
    2012-09-07
  • S63 Uniform Securities Agent State Law Examination
    2008-08-28
Other Names
  • Thomas Kenney

View on SEC IAPD

Other Firms

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC
PATIENT CAPITAL MANAGEMENT, LLC
1919 INVESTMENT COUNSEL, LLC
TRUIST ADVISORY SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
TILTON-STEELE INTERNATIONAL
LPL FINANCIAL LLC
WILMINGTON TRUST INVESTMENT ADVISORS, INC.

Other Investors

JOHN VINCENT REILLY
ARTHUR SHELDON KARAFIN
AIMEE MAH EUDY
MEREDITH ANNE MOWEN
MICHAEL ANTHONY MCANDREW
Lauren Kathleen Krieger
Desislava V. Locher
ROBERT SCOTT PIERCE

Other Offices

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC · BALTIMORE, MD
PATIENT CAPITAL MANAGEMENT, LLC · BALTIMORE, MD
1919 INVESTMENT COUNSEL, LLC · BALTIMORE, MD
EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC · BALTIMORE, MD
EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC · BALTIMORE, MD
TRUIST ADVISORY SERVICES, INC. · BALTIMORE, MD
TRUIST ADVISORY SERVICES, INC. · BALTIMORE, MD
TRUIST ADVISORY SERVICES, INC. · BALTIMORE, MD

More in Baltimore, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor