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Michael Lopez

Fifth Third Securities, Inc.

Altamonte Springs, FL

Sanford, FL

Lake Mary, FL

Apopka, FL

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-02-22
  • FL RA
    APPROVED
    Since 2021-02-22

Branch Locations

254 W. State Rd 436, Altamonte Springs, FL 32714 • United States

109 Bernini Way, Sanford, FL 32771 • United States

766 North Sun Drive Suite 1000, Lake Mary, FL 32746 • United States

1495 North Rock Springs Road, Apopka, FL 32712 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Orlando FL 05/2018 Present
Suntrust Bank Orlando FL 01/2018 05/2018
Unemployed Orlando FL 04/2017 12/2017
Td Bank Morristown NJ 03/2015 04/2017
Fifth Third Securities Orlando FL 05/2020 Present
  • 05/2018 → Present
    Fifth Third Bank
    Orlando, FL
  • 01/2018 → 05/2018
    Suntrust Bank
    Orlando, FL
  • 04/2017 → 12/2017
    Unemployed
    Orlando, FL
  • 03/2015 → 04/2017
    Td Bank
    Morristown, NJ
  • 05/2020 → Present
    Fifth Third Securities
    Orlando, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-20
S63 Uniform Securities Agent State Law Examination 2020-11-16
  • S65 Uniform Investment Adviser Law Examination
    2021-02-20
  • S63 Uniform Securities Agent State Law Examination
    2020-11-16

View on SEC IAPD

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