Ryan Wesley Miller

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-20

TX RA
APPROVED

Since 2025-06-20

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Purshe Kaplan Sterling Investments	Albany	NY	06/2020	08/2020
49 Financial	Austin	TX	06/2020	08/2020
Rockstar Energy	Los Angeles	CA	01/2019	04/2020
Gohitlist Corp	Waco	TX	01/2019	08/2019
Baylor University	Waco	TX	08/2016	05/2020
Charles Schwab & Co., Inc.	Austin	TX	10/2020	11/2024
Ubs	Austin	TX	11/2024	Present

06/2020 → 08/2020

Purshe Kaplan Sterling Investments

Albany, NY
06/2020 → 08/2020

49 Financial

Austin, TX
01/2019 → 04/2020

Rockstar Energy

Los Angeles, CA
01/2019 → 08/2019

Gohitlist Corp

Waco, TX
08/2016 → 05/2020

Baylor University

Waco, TX
10/2020 → 11/2024

Charles Schwab & Co., Inc.

Austin, TX
11/2024 → Present

Ubs

Austin, TX

Other Businesses

DoorDash/ UberEats Driver |Investment Related:No|Restaurant/Food Services|Driver |2023-07-14|Hours Per Month:20-40|Hours Spent during Security Trading:0|Delivering food orders to customers through both the DoorDash and Uber Eats app.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-06-20
S63	Uniform Securities Agent State Law Examination	2020-06-26

S65 Uniform Investment Adviser Law Examination

2025-06-20
S63 Uniform Securities Agent State Law Examination

2020-06-26

Other Names

Ryan Wesley Miller
Ryan Miller

View on SEC IAPD

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