Best Investors Account Sign in

Joseph Marcos Ossandon

Td Private Client Wealth LLC

Melville, NY

New York, NY

Claim This Profile
Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-09-04
TX RA APPROVED_RES 2023-11-27
FL RA APPROVED 2023-11-21
CT RA APPROVED 2021-03-29
NY RA APPROVED 2021-03-12
NJ RA APPROVED 2020-08-07
  • NC RA
    APPROVED
    Since 2024-09-04
  • TX RA
    APPROVED_RES
    Since 2023-11-27
  • FL RA
    APPROVED
    Since 2023-11-21
  • CT RA
    APPROVED
    Since 2021-03-29
  • NY RA
    APPROVED
    Since 2021-03-12
  • NJ RA
    APPROVED
    Since 2020-08-07

Branch Locations

324 So. Service Road, Melville, NY 11747 • United States

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. Melville NY 10/2011 01/2021
Td Private Client Wealth Llc Melville NY 06/2020 Present
Td Bank N.A. Melville NY 01/2021 Present
  • 10/2011 → 01/2021
    Td Bank N.A.
    Melville, NY
  • 06/2020 → Present
    Td Private Client Wealth Llc
    Melville, NY
  • 01/2021 → Present
    Td Bank N.A.
    Melville, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-07-18
S65 Uniform Investment Adviser Law Examination 2020-08-06
  • S63 Uniform Securities Agent State Law Examination
    2025-07-18
  • S65 Uniform Investment Adviser Law Examination
    2020-08-06
Other Names
  • Joseph Ossandon

View on SEC IAPD

More in Melville, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor