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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-27 |
| FL | RA | APPROVED | 2015-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Brandon | FL | 05/2015 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brandon | FL | 05/2015 | Present |
I*3163For profit or not for profit: Name of outside business organization: REAL ESTATE RENTAL / LANDLORDInvestment related: Address of business:TAMPA, Florida 33611Nature of business: Position, title, association: , Start date of relationship: 11/28/2014Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0Duties: I*3161For profit or not for profit: Name of outside business organization: REAL ESTATE RENTAL / LANDLORDInvestment related: Address of business:TAMPA, Florida 33605Nature of business: Position, title, association: , Start date of relationship: 4/4/2014Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0Duties: I*3162For profit or not for profit: Name of outside business organization: REAL ESTATE RENTAL / LANDLORDInvestment related: Address of business:TAMPA, Florida 33611Nature of business: Position, title, association: , Start date of relationship: 10/28/2014Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0Duties: I*5903For profit or not for profit: Name of outside business organization: REAL ESTATE RENTAL / LANDLORDInvestment related: Address of business:Tampa, Florida 33619Nature of business: Position, title, association: , Start date of relationship: 1/25/2018Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0Duties: I*511920 Type of Entity: Rental Property Name of outside business organization: Rental Property 1 Investment related: No Address of business: Tampa, Florida, 33611 Position, title, association: Sole owner Start date of relationship: 8/1/2021 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 0 Duties: owner of rental property I* 468260 Type of Entity: School, College or University Name of outside business organization: The University of Tampa Inc Investment related: no Address of business: Tampa, FL, 33606 Position, title, association: Employee Start date of relationship: 05/26/2015 Number of hours devoted: 8 weekly Number of hours devoted during trading hours: 0 Duties: A FULLY ACCREDITED UNIVERSITY 2 classes in Microeconomic, taught since 2009
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-03-23 |
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