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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-27
FL RA APPROVED 2015-06-22
  • TX RA
    APPROVED_RES
    Since 2016-07-27
  • FL RA
    APPROVED
    Since 2015-06-22

Branch Locations

100 N Westshore Blvd, Tampa, FL 33609 • United States

1201 S Dale Mabrey Hwy, Tampa, FL 33629 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Brandon FL 05/2015 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brandon FL 05/2015 Present
Previous Registrations
  • 2013-11-25 → 2015-05-15
    Tampa, FL
    San Diego, CA
    Tampa, FL
  • 2005-03-01 → 2013-11-13
    Florida Investment Advisors
    Tampa, FL
    Tampa, FL
Other Businesses

I*3163For profit or not for profit: Name of outside business organization: REAL ESTATE RENTAL / LANDLORDInvestment related: Address of business:TAMPA, Florida 33611Nature of business: Position, title, association: , Start date of relationship: 11/28/2014Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0Duties: I*3161For profit or not for profit: Name of outside business organization: REAL ESTATE RENTAL / LANDLORDInvestment related: Address of business:TAMPA, Florida 33605Nature of business: Position, title, association: , Start date of relationship: 4/4/2014Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0Duties: I*3162For profit or not for profit: Name of outside business organization: REAL ESTATE RENTAL / LANDLORDInvestment related: Address of business:TAMPA, Florida 33611Nature of business: Position, title, association: , Start date of relationship: 10/28/2014Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0Duties: I*5903For profit or not for profit: Name of outside business organization: REAL ESTATE RENTAL / LANDLORDInvestment related: Address of business:Tampa, Florida 33619Nature of business: Position, title, association: , Start date of relationship: 1/25/2018Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0Duties: I*511920 Type of Entity: Rental Property Name of outside business organization: Rental Property 1 Investment related: No Address of business: Tampa, Florida, 33611 Position, title, association: Sole owner Start date of relationship: 8/1/2021 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 0 Duties: owner of rental property I* 468260 Type of Entity: School, College or University Name of outside business organization: The University of Tampa Inc Investment related: no Address of business: Tampa, FL, 33606 Position, title, association: Employee Start date of relationship: 05/26/2015 Number of hours devoted: 8 weekly Number of hours devoted during trading hours: 0 Duties: A FULLY ACCREDITED UNIVERSITY 2 classes in Microeconomic, taught since 2009

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-03-23
  • S63 Uniform Securities Agent State Law Examination
    2015-03-23

View on SEC IAPD

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