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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-25
  • NY RA
    APPROVED
    Since 2025-08-25

Branch Locations

101 Huntington Ave Suite 401, Boston, MA 02199 • United States

Albany, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Albany NY 06/2020 01/2021
Starbucks Corp. Malta NY 05/2019 05/2020
Health Monitor Network Montvale NJ 08/2019 08/2019
Bounce Promotions New York City NY 06/2018 08/2018
Skidmore College Saratoga Springs NY 09/2016 05/2020
Axa Advisors Clifton Park NY 05/2019 06/2019
Audioconsultores Barcelona CA 01/2019 04/2019
Goldman Sachs & Co. Llc Cohoes NY 01/2021 08/2025
Mma Securities Llc Saratoga Springs NY 08/2025 Present
Marsh Mclennan Agency Saratoga Springs NY 08/2025 Present
  • 06/2020 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Albany, NY
  • 05/2019 → 05/2020
    Starbucks Corp.
    Malta, NY
  • 08/2019 → 08/2019
    Health Monitor Network
    Montvale, NJ
  • 06/2018 → 08/2018
    Bounce Promotions
    New York City, NY
  • 09/2016 → 05/2020
    Skidmore College
    Saratoga Springs, NY
  • 05/2019 → 06/2019
    Axa Advisors
    Clifton Park, NY
  • 01/2019 → 04/2019
    Audioconsultores
    Barcelona, CA
  • 01/2021 → 08/2025
    Goldman Sachs & Co. Llc
    Cohoes, NY
  • 08/2025 → Present
    Saratoga Springs, NY
  • 08/2025 → Present
    Marsh Mclennan Agency
    Saratoga Springs, NY
Previous Registrations
Other Businesses

The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-02
  • S66 Uniform Combined State Law Examination
    2020-10-02
Other Names
  • Morris Theodore

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