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Alfredo Daniel Ercilla

Td Private Client Wealth LLC

New York, NY

Staten Island, NY

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-22
DE RA APPROVED 2022-09-14
PA RA APPROVED 2022-09-14
VA RA APPROVED 2022-09-14
NC RA APPROVED 2022-02-11
CT RA APPROVED 2021-03-29
NY RA APPROVED 2021-03-12
NJ RA APPROVED 2020-07-29
  • FL RA
    APPROVED
    Since 2024-01-22
  • DE RA
    APPROVED
    Since 2022-09-14
  • PA RA
    APPROVED
    Since 2022-09-14
  • VA RA
    APPROVED
    Since 2022-09-14
  • NC RA
    APPROVED
    Since 2022-02-11
  • CT RA
    APPROVED
    Since 2021-03-29
  • NY RA
    APPROVED
    Since 2021-03-12
  • NJ RA
    APPROVED
    Since 2020-07-29

Branch Locations

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

1837 Richmond Avenue, Staten Island, NY 10314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. Staten Island NY 08/2013 Present
Td Private Client Wealth Llc Staten Island NY 06/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-05-22
S65 Uniform Investment Adviser Law Examination 2020-07-27
  • S63 Uniform Securities Agent State Law Examination
    2025-05-22
  • S65 Uniform Investment Adviser Law Examination
    2020-07-27
Other Names
  • Alfredo Daniel Ercilla Orrillo
  • Alfredo Ercilla

View on SEC IAPD

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