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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-09-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Modern Woodmen | Rock Island | IL | 06/2020 | 08/2025 |
| Smoky Mountain Window Tinting | Lenoir City | TN | 06/2015 | 06/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2025 | Present |
| Northwestern Mutual Investment Services Llc | Knoxville | TN | 08/2025 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2025 | Present |
1) SECRETARY, FINANCE COMMITTEE, LOUDON COUNTY EDUCATION FOUNDATION, 100 W BROADWAY ST #131, LENOIR CITY, , TENNESSEE, 37771, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 1/20/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SECRETARY - NOTE TAKING; NON INVESTMENT-RELATED. 2)LEGIT HITS, LLC, 774 US 321 N, LENOIR CITY, , TENNESSEE, 37771, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 12/31/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, CO-OWNER; NON INVESTMENT-RELATED. 3) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-09 |
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