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Cody Aaron Tarver

Td Private Client Wealth LLC

Melville, NY

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-03-26
PA RA APPROVED 2025-10-31
NC RA APPROVED 2025-03-25
DE RA APPROVED 2022-07-14
SC RA APPROVED 2021-11-17
FL RA APPROVED 2021-07-13
CT RA APPROVED 2021-03-29
NY RA APPROVED 2021-03-12
NJ RA APPROVED 2020-08-05
  • MI RA
    APPROVED
    Since 2026-03-26
  • PA RA
    APPROVED
    Since 2025-10-31
  • NC RA
    APPROVED
    Since 2025-03-25
  • DE RA
    APPROVED
    Since 2022-07-14
  • SC RA
    APPROVED
    Since 2021-11-17
  • FL RA
    APPROVED
    Since 2021-07-13
  • CT RA
    APPROVED
    Since 2021-03-29
  • NY RA
    APPROVED
    Since 2021-03-12
  • NJ RA
    APPROVED
    Since 2020-08-05

Branch Locations

324 So. Service Road, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank, N.A. Farmingville NY 10/2015 10/2019
Td Bank N.A. Melville NY 10/2019 01/2021
Td Private Client Wealth Llc Melville NY 06/2020 Present
Td Bank N.A. Melville NY 01/2021 06/2023
Td Bank N.A. Melville NY 06/2023 Present
  • 10/2015 → 10/2019
    Td Bank, N.A.
    Farmingville, NY
  • 10/2019 → 01/2021
    Td Bank N.A.
    Melville, NY
  • 06/2020 → Present
    Td Private Client Wealth Llc
    Melville, NY
  • 01/2021 → 06/2023
    Td Bank N.A.
    Melville, NY
  • 06/2023 → Present
    Td Bank N.A.
    Melville, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-08-20
S65 Uniform Investment Adviser Law Examination 2020-08-02
  • S63 Uniform Securities Agent State Law Examination
    2025-08-20
  • S65 Uniform Investment Adviser Law Examination
    2020-08-02
Other Names
  • Cody A Tarver
  • Cody Arron Tarver
  • Cody Tarver

View on SEC IAPD

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