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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Advocates | Olympia | WA | 06/2020 | 08/2021 |
| Nancy E. Boyden Arnp | Gig Harbor | WA | 02/2018 | 06/2020 |
| Homegoods | Gig Harbor | WA | 10/2017 | 01/2018 |
| Unemployed | Gig Harbor | WA | 06/2017 | 10/2017 |
| Tj Maxx | Moraga | CA | 08/2015 | 05/2017 |
| Saint Mary's College Of Ca | Moraga | CA | 08/2013 | 05/2017 |
| Lpl Financial, Llc | Olympia | WA | 06/2020 | Present |
| Financial Advocates Investment Management | Olympia | WA | 06/2020 | Present |
1. 08/25/2021 - FINANCIAL ADVOCATES AGENCY, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ OLYMPIA, WA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-15 |
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