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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-05-06 |
Branch Locations
3301 E Sunshine St, Springfield, MO 65804 • United States
2770 W. Republic Rd., Springfield, MO 65807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arvest Wealth Management | Springfield | MO | 05/2020 | 12/2022 |
| Bankers Life & Casualty | Springfield | MO | 10/2019 | 05/2020 |
| Neosho School District | Neosho | MO | 08/2009 | 05/2017 |
| El Rodeo | Springfield | MO | 07/2017 | 12/2017 |
| Dublins Pass | Springfield | MO | 03/2018 | 08/2018 |
| Bricktown | Springfield | MO | 08/2018 | 06/2019 |
| The Rock | Springfield | MO | 06/2019 | 12/2019 |
| Morgan Stanley Smith Barney Llc | Springfield | MO | 12/2022 | 05/2024 |
| Oriental House | Neosho | MO | 03/2015 | 12/2017 |
| Mercy Hospital | Springfield | MO | 12/2017 | 10/2018 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 12/2022 | 05/2024 |
| Lpl Financial Llc | Springfield | MO | 05/2024 | Present |
| Commerce Bank | Springfield | MO | 05/2024 | Present |
1) 05/03/2024 - Commerce Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-30 |
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