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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-10-05 |
| TX | RA | APPROVED | 2023-04-12 |
| AR | RA | APPROVED | 2021-09-13 |
Branch Locations
1309 Kalmia Rd, Knoxville, TN 37909 • United States
2709 W Fairbanks Ave Ste 100, Winter Park, FL 32789 • United States
407 Blondeau St., Ste. 2, Keokuk, IA 52632-5657 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Batesville | AR | 05/2020 | Present |
| University Of Arkansas Community College At Batesville | Batesville | AR | 10/2018 | 05/2019 |
| Arkansas State University | Jonesboro | AR | 08/2019 | 05/2021 |
| University Of Arkansas Community College At Batesville | Batesville | AR | 08/2018 | 05/2019 |
| White River Services | Batesville | AR | 05/2017 | 08/2017 |
| University Of Arkansas Community College At Batesville | Batesville | AR | 08/2016 | 05/2018 |
| Mcgaha Investments Incorporated | Batesville | AR | 05/2018 | 08/2018 |
| Home School | Cave City | AR | 08/2009 | 05/2018 |
Outside Employment; Rejoice Fellowship Church; Mowing the lawn of the church property.; I would be mowing the Church yard.; 39 Misty Lane, , Cave City, AR, 72521; Not Investment-Related; 04/08/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-04 |
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