William Sims Francis

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2026-04-20
NJ	RA	APPROVED	2024-05-22
TX	RA	APPROVED	2024-04-08
GA	RA	APPROVED	2024-02-19

DC RA
APPROVED

Since 2026-04-20
NJ RA
APPROVED

Since 2024-05-22
TX RA
APPROVED

Since 2024-04-08
GA RA
APPROVED

Since 2024-02-19

Branch Locations

900 Ashwood Parkway Suite 400, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ashford Advisors	Atlanta	GA	11/2020	02/2024
Unemployed - Full Time Student	Atlanta	GA	11/2013	11/2020
Park Avenue Securities	Atlanta	GA	02/2024	Present
Guardian Life Insurance	Atlanta	GA	02/2024	Present

11/2020 → 02/2024

Ashford Advisors

Atlanta, GA
11/2013 → 11/2020

Unemployed - Full Time Student

Atlanta, GA
02/2024 → Present

Park Avenue Securities

Atlanta, GA
02/2024 → Present

Guardian Life Insurance

Atlanta, GA

Other Businesses

Insurance Business outside of Guardian; Insurance business not written through Guardian or IUS; 11/01/2020; 900 Ashwood Pkwy, Atlanta, GA 30338; 2 hrs a month; yes investment related, insurance based.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-02-06

S66 Uniform Combined State Law Examination

2024-02-06

Other Names

William Francis

View on SEC IAPD