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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-03 |
| CA | RA | APPROVED | 2018-06-04 |
| HI | RA | APPROVED | 2009-06-01 |
Branch Locations
555 California Street 35Th Floor, San Francisco, CA 94104 • United States
733 Bishop Street Suite 2800, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | San Francisco | CA | 06/2009 | Present |
1. Independent Contractor;AIEA, HI; Not Investment related; Teach Yoga; 01/2017; 0,2 *392401 - WUB Hawaii (Would Uchinanchu Business Group - Hawaii Chapter); Investment related No; Honolulu, Hawaii; Private Foundation;Civic/Community, Art/Culture, Other ; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 03/2020; During business hours: 0; After business hours: 5; Check Signing/Funds Disbursements *475161- Independent; Investment related No; Kaneohe, Hawaii; Art/Culture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2022; During business hours: 0; After business hours: 10; *475154 - Rental Property; Investment related: Yes; Aiea, Hawaii; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2022; During business hours: 0; After business hours: 5; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-24 |
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