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Jason W. Cowie

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-10
IL RA APPROVED 2018-04-11
  • TX RA
    APPROVED_RES
    Since 2022-05-10
  • IL RA
    APPROVED
    Since 2018-04-11

Branch Locations

830 N. Michigan Avenue, Chicago, IL 60611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highland Capital Chicago IL 12/2015 05/2017
Unemployed Chicago IL 06/2017 07/2017
Cetera Financial Specialists Llc Berwyn IL 08/2017 03/2018
Cetera Investment Advisers Llc Berwyn IL 08/2017 03/2018
Bloom Associates Inc Berwyn IL 08/2017 03/2018
Highland Capital Funds Distributor, Inc. Chicago IL 06/2016 05/2017
J.P. Morgan Securities Llc Chicago IL 04/2018 Present
Jpmorgan Chase Bank, N.A. Chicago IL 04/2018 Present
  • 12/2015 → 05/2017
    Highland Capital
    Chicago, IL
  • 06/2017 → 07/2017
    Unemployed
    Chicago, IL
  • 08/2017 → 03/2018
    Cetera Financial Specialists Llc
    Berwyn, IL
  • 08/2017 → 03/2018
    Cetera Investment Advisers Llc
    Berwyn, IL
  • 08/2017 → 03/2018
    Bloom Associates Inc
    Berwyn, IL
  • 06/2016 → 05/2017
    Highland Capital Funds Distributor, Inc.
    Chicago, IL
  • 04/2018 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 04/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-07
S66 Uniform Combined State Law Examination 2005-03-05
  • S65 Uniform Investment Adviser Law Examination
    2014-06-07
  • S66 Uniform Combined State Law Examination
    2005-03-05
Other Names
  • Jason W Cowie
  • Jason Cowie
  • Jason William Cowie

View on SEC IAPD

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