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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
  • WI RA
    APPROVED
    Since 2025-01-01

Branch Locations

Hobart, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Green Bay WI 12/2004 06/2023
Lpl Financial Hobart WI 06/2023 Present
Independent Advisor Alliance Charlotte NC 06/2023 Present
  • 12/2004 → 06/2023
    Robert W. Baird & Co.
    Green Bay, WI
  • 06/2023 → Present
    Lpl Financial
    Hobart, WI
  • 06/2023 → Present
    Independent Advisor Alliance
    Charlotte, NC
Previous Registrations
Other Businesses

1) 05/2023 - Forward Financial Group - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160hrs/month - 100% time spent 2) 05/2023 - Michael Delaney - Non-Variable Insurance - Inv. Related - Sussex, WI - Agent Selling Insurance- Start Date 05/18/2023 - 160hrs/month - 100% time spent 3) 06/2023 - Forward Financial Group - DBA for IAA Business (entity for IAA business) - Inv. Related - At Reported Business Location(s) - 160hrs/month - 100% time spent 4) 06/13/2023 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date 05/18/2023 - 160 Hours Per Month/ 40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 06/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-18
  • S66 Uniform Combined State Law Examination
    2005-03-18
Other Names
  • Michael Mckenna Delaney
  • Michael Mckenna Delaney

View on SEC IAPD

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