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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-10-24
  • MN RA
    APPROVED
    Since 2023-10-24

Branch Locations

2 Carlson Parkway N Suite 320, Plymouth, MN 55447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hopkins MN 07/2021 10/2023
Unemployed Wayzata MN 05/2021 07/2021
Davanni's Pizza & Hot Hoagies St. Paul MN 03/2021 04/2021
Panera Bread St. Paul MN 10/2020 03/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated St. Paul MN 06/2020 08/2020
Unemployed St. Paul MN 05/2020 06/2020
Truchoice Financial Golden Valley MN 11/2019 03/2020
Abercrombie & Fitch Clothing Co Bloomington MN 10/2019 11/2019
Project Consulting Group Minneapolis MN 06/2019 08/2019
Full Time Education St. Paul MN 09/2017 05/2021
Wayzata Country Club Wayzata MN 05/2016 08/2018
Bank Of America, N.A. Hopkins MN 11/2021 10/2023
Massmutual Life Insurance Co. Plymouth MN 10/2023 Present
Mml Investors Services, Llc Plymouth MN 10/2023 Present
  • 07/2021 → 10/2023
    Hopkins, MN
  • 05/2021 → 07/2021
    Unemployed
    Wayzata, MN
  • 03/2021 → 04/2021
    Davanni's Pizza & Hot Hoagies
    St. Paul, MN
  • 10/2020 → 03/2021
    Panera Bread
    St. Paul, MN
  • 06/2020 → 08/2020
    St. Paul, MN
  • 05/2020 → 06/2020
    Unemployed
    St. Paul, MN
  • 11/2019 → 03/2020
    Truchoice Financial
    Golden Valley, MN
  • 10/2019 → 11/2019
    Abercrombie & Fitch Clothing Co
    Bloomington, MN
  • 06/2019 → 08/2019
    Project Consulting Group
    Minneapolis, MN
  • 09/2017 → 05/2021
    Full Time Education
    St. Paul, MN
  • 05/2016 → 08/2018
    Wayzata Country Club
    Wayzata, MN
  • 11/2021 → 10/2023
    Bank Of America, N.A.
    Hopkins, MN
  • 10/2023 → Present
    Massmutual Life Insurance Co.
    Plymouth, MN
  • 10/2023 → Present
    Plymouth, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-08
  • S66 Uniform Combined State Law Examination
    2021-11-08

View on SEC IAPD

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