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Thomas Presley Fleites

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Monroe Township, NJ

Pennington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-18
NJ RA APPROVED 2021-02-24
  • TX RA
    APPROVED
    Since 2021-03-18
  • NJ RA
    APPROVED
    Since 2021-02-24

Branch Locations

Monroe Township, NJ • United States

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 06/2020 Present
University Of Delaware Newark DE 08/2016 05/2020
United Supply Company Dayton NJ 06/2019 01/2020
United Supply Company Dayton NJ 06/2018 08/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-22
  • S66 Uniform Combined State Law Examination
    2021-02-22
Other Names
  • Tom Fleites
  • Thomas Fleites

View on SEC IAPD

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