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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-05
TX RA APPROVED 2025-09-05
  • CA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

801 S. Figueroa St. Suite 1120, Los Angeles, CA 90017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tcu Police Department Aka Froggie Five-O Fort Worth TX 02/2020 08/2022
Avantax Investment Services, Inc. Los Angeles CA 07/2020 01/2022
Avantax Advisory Services Los Angeles CA 07/2020 01/2022
Texas Christian University Forth Worth TX 08/2019 Present
Loyola High School Los Angeles CA 08/2015 06/2019
Comprehensive Financial Services Los Angeles CA 06/2018 08/2018
Unemployed Los Angeles CA 07/2019 07/2019
Avantax Investment Services Inc. Los Angeles CA 08/2022 09/2025
Avantax Advisory Services Los Angeles CA 08/2022 09/2025
Tcu Police Department Aka Froggie Five - O Fort Worth TX 02/2020 Present
Fixed Indexed Annuity Sales Los Angeles CA 06/2025 Present
Avantax Insurance Agency And/Or Avantax Insurance Services. Los Angeles CA 12/2023 09/2025
Cetera Wealth Services, Llc Los Angeles CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 02/2020 → 08/2022
    Tcu Police Department Aka Froggie Five-O
    Fort Worth, TX
  • 07/2020 → 01/2022
    Avantax Investment Services, Inc.
    Los Angeles, CA
  • 07/2020 → 01/2022
    Avantax Advisory Services
    Los Angeles, CA
  • 08/2019 → Present
    Texas Christian University
    Forth Worth, TX
  • 08/2015 → 06/2019
    Loyola High School
    Los Angeles, CA
  • 06/2018 → 08/2018
    Comprehensive Financial Services
    Los Angeles, CA
  • 07/2019 → 07/2019
    Unemployed
    Los Angeles, CA
  • 08/2022 → 09/2025
    Avantax Investment Services Inc.
    Los Angeles, CA
  • 08/2022 → 09/2025
    Avantax Advisory Services
    Los Angeles, CA
  • 02/2020 → Present
    Tcu Police Department Aka Froggie Five - O
    Fort Worth, TX
  • 06/2025 → Present
    Fixed Indexed Annuity Sales
    Los Angeles, CA
  • 12/2023 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services.
    Los Angeles, CA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Los Angeles, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-10-25 → 2025-09-05
    Avantax Advisory Services
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

1) TCU POLICE DEPARTMENT AKA FROGGIE FIVE - O POSITION: supervisor NATURE: Froggie 5-0 is a subdivision of the TCU police department that provides safety escorts at night to the TCU community. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 02/14/2020; ADDRESS: 3025 lubbock ave, fort worth TX 76109, United States DESCRIPTION: I supervise over the program, meaning I am in contact with the police department as the connection to the other supervisors. I train and also supervise over some of the nights while I am in college. This is the extent of my duties. 2) COMPREHENSIVE FINANCIAL SERVICES POSITION: Financial Advisor NATURE: Meet and assist with clients over financial needs. INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 130 START DATE: 06/12/2023 ADDRESS: 801 S Figueroa Suite 1150, Los Angeles CA 90017, United States DESCRIPTION: Meet and assist with clients over financial needs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-24
  • S66 Uniform Combined State Law Examination
    2022-10-24
Other Names
  • Galo R Medina
  • Galo Medina

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