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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
801 S. Figueroa St. Suite 1120, Los Angeles, CA 90017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tcu Police Department Aka Froggie Five-O | Fort Worth | TX | 02/2020 | 08/2022 |
| Avantax Investment Services, Inc. | Los Angeles | CA | 07/2020 | 01/2022 |
| Avantax Advisory Services | Los Angeles | CA | 07/2020 | 01/2022 |
| Texas Christian University | Forth Worth | TX | 08/2019 | Present |
| Loyola High School | Los Angeles | CA | 08/2015 | 06/2019 |
| Comprehensive Financial Services | Los Angeles | CA | 06/2018 | 08/2018 |
| Unemployed | Los Angeles | CA | 07/2019 | 07/2019 |
| Avantax Investment Services Inc. | Los Angeles | CA | 08/2022 | 09/2025 |
| Avantax Advisory Services | Los Angeles | CA | 08/2022 | 09/2025 |
| Tcu Police Department Aka Froggie Five - O | Fort Worth | TX | 02/2020 | Present |
| Fixed Indexed Annuity Sales | Los Angeles | CA | 06/2025 | Present |
| Avantax Insurance Agency And/Or Avantax Insurance Services. | Los Angeles | CA | 12/2023 | 09/2025 |
| Cetera Wealth Services, Llc | Los Angeles | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) TCU POLICE DEPARTMENT AKA FROGGIE FIVE - O POSITION: supervisor NATURE: Froggie 5-0 is a subdivision of the TCU police department that provides safety escorts at night to the TCU community. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 02/14/2020; ADDRESS: 3025 lubbock ave, fort worth TX 76109, United States DESCRIPTION: I supervise over the program, meaning I am in contact with the police department as the connection to the other supervisors. I train and also supervise over some of the nights while I am in college. This is the extent of my duties. 2) COMPREHENSIVE FINANCIAL SERVICES POSITION: Financial Advisor NATURE: Meet and assist with clients over financial needs. INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 130 START DATE: 06/12/2023 ADDRESS: 801 S Figueroa Suite 1150, Los Angeles CA 90017, United States DESCRIPTION: Meet and assist with clients over financial needs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-24 |
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