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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-03-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Llc | Minneapolis | MN | 05/2020 | 08/2020 |
| Montevideo Senior High | Montevideo | MN | 09/2013 | 06/2017 |
| Chippewa County Montevideo Hospital | Montevideo | MN | 06/2017 | 08/2017 |
| University Of Minnesota, Mankato | Mankato | MN | 08/2017 | 05/2021 |
| Crossings Golf Course | Montevideo | MN | 05/2018 | 08/2018 |
| University Of Minnesota, Mankato | Mankato | MN | 08/2018 | 12/2018 |
| University Of Minnesota, Mankato | Mankato | MN | 01/2019 | 12/2019 |
| River Crest Golf Course | Montevideo | MN | 06/2019 | 12/2019 |
| Minnwest Bank | Montevideo | MN | 05/2019 | 08/2019 |
| River Crest Golf Course | Montevideo | MN | 01/2020 | 01/2020 |
| University Of Minnesota, Mankato | Mankato | MN | 01/2020 | 05/2020 |
| Pruco Securities Llc | Montevideo | MN | 08/2022 | 02/2024 |
| Maynard'S Restaurant | Excelsior | MN | 06/2021 | 08/2021 |
| Community Of Madrid | Madrid | MN | 09/2021 | 04/2022 |
| Jennifer Philaya - Prudential Financial | Montevideo | MN | 05/2022 | 04/2023 |
| The Prudential Insurance Company Of America | Montevideo | MN | 04/2023 | 02/2024 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 02/2024 | Present |
| Montevideo Public Schools Isd #129 | Montevideo | MN | 08/2022 | 11/2023 |
Name of Activity: Volleyball Coach; Date Activity Started/Modified:2026-08-17; Address of Activity: 1501 William Ave, Montevideo, MN 56265; Type of Activity:Other; Describe if any other Activity:Coaching youth volleyball; Role/Relationship: Employee; Describe if any other Roles/Relationship:; Responsibilities: Coaching and program management; Total Hours Per Month: 40 to 60; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-27 |
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