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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-02-18
TX RA APPROVED_RES 2024-03-20
VA RA APPROVED 2024-03-11
  • GA RA
    APPROVED
    Since 2026-02-18
  • TX RA
    APPROVED_RES
    Since 2024-03-20
  • VA RA
    APPROVED
    Since 2024-03-11

Branch Locations

999 Waterside Dr, Norfolk, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 07/2020 01/2024
Tiaa Charlotte NC 07/2020 01/2024
The University Of South Carolina Columbia SC 08/2016 05/2020
Pra Group Virginia Beach VA 06/2018 07/2018
Tiaa Charlotte NC 06/2019 08/2019
Unemployed Virgina Beach VA 05/2020 07/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Norfolk VA 02/2024 Present
Bank Of America, N.A. Norfolk VA 04/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-16
  • S66 Uniform Combined State Law Examination
    2020-10-16
Other Names
  • Zachary Truman Trafton
  • Zachary T Trafton
  • Zach Trafton

View on SEC IAPD

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